Our Services

In order to meet individual needs of clients, the co-founders and consultants of ComplianceDirect maintain a wide range of compliance and regulatory knowledge experience in the banking, brokerage, wealth management, fund management and insurance industries.

Services include:

Patent Preparation and Prosecution

License Application

Regulatory license applications and establishment of licensed entities

Meeting Room Business

On-going Advisory Services

Ongoing compliance advisory and support services

Analyzing Graphs

Special Advisory Services

Special compliance advisory services

Business Partners at Work

Monitoring Services

Compliance monitoring services for banks and licensed corporations

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Training

Compliance and AML/CTF training

Business Handshake

KYC Services

Know Your Customer

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Accounting Services

Accounting and FRR Return Services

Image by Scott Graham

Other Value-adding Services

Examples of Other Value-adding
Services