Our Services

In order to meet individual needs of clients, the co-founders and consultants of ComplianceDirect maintain a wide range of compliance and regulatory knowledge experience in the banking, brokerage, wealth management, fund management and insurance industries. 

 

Services include:

License Application

Regulatory license applications and establishment of licensed entities 

Ongoing compliance advisory and support services

Special Advisory Services 

Special compliance advisory services

Monitoring Services

 Compliance monitoring services for banks and licensed corporations

Training

Compliance and AML/CTF training

KYC Services

Know Your Customer

Accounting Services

Accounting and FRR Return Services  

Other Value-adding Services

 Examples of Other Value-adding
Services