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Know Your Customer (KYC)

ComplianceDirect provides Know Your Customer (KYC) service to assist clients meeting the regulators' requirements on customer due diligence. This service will include conducting KYC due diligence and name checking on customers.

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We will assist you by:

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  • Conducting KYC customer due diligence for the clients of licensed fund managers and external asset managers (EAM)

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  • Conducting name checking against sanction lists and politically exposed persons (PEP) lists

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  • Oversee the AML/CFT function and act as the AML Compliance Officer (AMLCO)/Money Laundering Reporting Officer (MLRO) for Cayman Islands funds and Trust or Company Service Provider (TCSP) licensees.

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  • Conduct testing and reviews to ensure AML/CFT Compliance for TCSP licensees.

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  • Nominate qualified professionals to become the AMLCO, MLRO and Deputy MLRO for Cayman Islands funds.

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