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To better serve our clients’ needs, ComplianceDirect has launched the new accounting and Financial Resources Rules (FRR) Return services, which we will prepare monthly financial statements (balanced sheets and profit/loss accounts) and FRR Return in order for our clients to comply with the SFC requirements on Finance Resources Rules.


In details, ComplianceDirect will:

  • Base on the bank statements, transaction documents and details provided, compile balanced sheets, profit/loss accounts and FRR Return on a monthly basis or ad hoc basis

  • Monitor the liquid capital level and alert clients on whether regulatory modifications are triggered

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