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About Us 

ComplianceDirect provides superior compliance consulting services for securities and futures brokerage firms, external asset managers (EAM) and wealth managers, fund managers, investment advisors, private banks, retail banks and corporate banks, insurance brokers and insurance agents, insurance companies, money lenders, money service operators, and trust companies in Hong Kong. 

ComplianceDirect brings an innovative and cost-effective approach to compliance consulting services.  Our goal is to assist clients to provide professional compliance solutions, regulatory license application services, essential compliance resources, and compliance training for clients. 

The founder of ComplianceDirect is distinguished by his abundant and diversified compliance expertise and experience in the financial industry. Our competent consultants possess very good and hands-on compliance knowledge and experience, thereby ensuring that our clients receive the most effective and professional services.     

Our Services

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Insurance Consultation

License Application

Regulatory license application and establishment of licensed entities

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Company Secretary

Examples of company secretarial services

Other Value-adding Services

Examples of other value-adding services


Accounting and FRR return services

Know Your Customer (KYC)

Know Your Customer


Compliance and AML/CTF training

Compliance Monitoring 

Compliance monitoring services for banks and licensed corporations

Special Advisory 

Special compliance advisory 

On-going Advisory 

Ongoing compliance advisory and support services

Business Meeting

Contact Us

Address : Unit 2, 10/F, Cheong K. Building, 84-86 Des Voeux Road Central, Central, Hong Kong

Tel : (+852) 2606 1800

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