Compliance and AML/CFT Training

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Compliance and AML/CTF training


Regulators expect financial institutions to provide continuous and ongoing compliance and AML/CTF training to staff of senior management, front office, middle office and back office to ensure that staffs are kept up to date on recent regulatory changes, and that the compliance and AML/CFT requirements are well communicated. ​ComplianceDirect will assist our clients in meeting the regulators’ expectations.

In details, our company will:  

  • Provide compliance and AML/CFT training to licensed and registered staff in order to fulfill the SFC's yearly continuous professional training (CPT) requirements, the ongoing professional training (OPT) requirements for private wealth management practitioners, and the continuous professional development (CPD) requirements for insurance practitioners.

  • Provide training on the latest regulatory changes and share with client’s market intelligence and practice

To register for our trainings, please visit the Event page.